Risk Profile For Registration Click Here For Registration Click Here For Registration Click Here For Registration Click Here For Registration Click Here For Registration Click Here For Registration Click Here For Registration Click Here For Registration Click Here Risk Profile Form Full Name Mobile Email PAN No. Date of Birth State Select Please Select State Andaman and Nicobar (UT) Andhra Pradesh Arunachal Pradesh Assam Bihar Chandigarh (UT) Chhattisgarh Dadra and Nagar Haveli (UT) Daman and Diu (UT) Delhi Goa Gujarat Haryana Himachal Pradesh Jammu and Kashmir Jharkhand Karnataka Kerala Ladakh Lakshadweep (UT) Madhya Pradesh Maharashtra Manipur Meghalaya Mizoram Nagaland Orissa Puducherry (UT) Punjab Rajasthan Sikkim Tamil Nadu Telangana Tripura Uttar Pradesh Uttarakhand West Bengal Risk Profile Questionnaire 1) What is your Age Group? Under 35 (40) Under 45 (30) 46-55 (20) 56-60 (10) 60+ (0) 2) Investment Goal? Capital Appreciation (0) Regular Income (40) Capital Appreciation and Regular Income (20) 3) Proposed Investment Amount? Less than 1 lacs (0) 1-2 lacs (10) 2-5 lacs (20) More than 5 lacs (30) 4) Gross Annual Income details? Below 1 lac (0) 1-5 lac (10) 5-10 lac (20) 10-25 lac (30) More than 25 lac (40) 5) Sources of Income (Primary Source)? Salary Business Professional Other 6) Sources of Income (Secondary Source)? Royalties Rental Dividend Other 7) Market Value of portfolio held Less than 1 lacs (10) 1-2 lacs (20) 2-5 lacs (30) More than 5 lacs (40) 8) Investment Experience Less than 1 years (0) 1-3 years (10) More than 3 years (20) 9) How much knowledge do you have of investment markets? I don't follow what goes on in the market (10) I sometimes read about the market and know that returns can vary from year to year (20) I read about the markets whenever I get the chance and understand that different sectors have different returns and risk (30) I am fully aware about the markets and hold a good knowledge about the volatility in them (40) 10) How secure is your current and future income from sources such as salary, pensions or other investments? Not Secure (10) Somewhat Secure (20) Fairly Secure (30) Very Secure (40) 11) What percentage of monthly income can be invested? 0 – 5% (10) 5% - 10% (20) 10% - 20% (30) Above 20% (40) 12) What is the duration of investment you are looking forward to keep invested? Short term Positional ( from 1 month to 6 months) (10) Long term Positional (more than 1 year) (0) Intraday (20) 13) In which of the following market segments have you traded previously? Commodity Stock Derivatives Stocks Forex All 14) What is your experience with equity investments ? Extensive experience Moderate experience Very less experience No experience 15) What is your experience with Commodity investments ? Extensive experience Moderate experience Very less experience No experience 16) What is your experience with Forex investments ? Extensive experience Moderate experience Very less experience No experience 17) How many dependents do you financially support ? None (20) Between 1-3. (10) 4+ (0) 18) What is the size of your emergency fund ? Do not have (0) Less than 1 month income (10) 1-3 months income (20) 3-6 months income (30) More than 6 months income (40) 19) What is your experience with investments in past ? Very Good (40) Good (30) Moderate (20) Bad (10) Very Bad (0) 20) What percentage of monthly income is allocated to pay off debt [all EMIs]? None (40) Between 0% -20% (30) Between 20% - 35% (20) Between 35% - 50% (10) More than 50% (0) 21) Occupation Private Sector Public Sector Government Sector Business Professional Agriculturist Retired Housewife Student Dealer Others 22) Are you any of the following, or are directly or indirectly related to any of the following? Civil Servant Politician Current or former head of state Bureaucrat (Tax authorities, Foreign Services, IAS etc) Connected to Media Connected to any company/promoter group/group of companies listed on any stock exchange Other This Investor Suitability Assessment guides you in choosing the services that suit your investment objectives, risk tolerance, financial profile and investment experience. The information that is provided forms the basis of our recommendation. It is important to provide accurate and complete information to ensure that suitable services are recommended according to investment needs and objectives. As per the SEBI Guidelines, Investment Adviser shall ensure that- It has a reasonable basis for believing that a recommendation or transaction entered into: (i) Meets the client’s investment objectives; (ii) Is such that the client is able to bear any related investment risks consistent with its investment objectives and risk tolerance; (iii) Is such that the client has the necessary experience and knowledge to understand the risks involved in the transaction. Based on risk involved in Stock Market, financial profile and investment experience, clients can be categorized into following categories 1. Low risk investor - This type of investor has small tolerance for investment risk. Since trading in stock market is subject to market risk hence none of the services are recommended for these investors. 2. Moderate risk investor - This type of investor is able to accept investment loss occasionally and is willing to take small risk associated with market. The services recommended to these investors are listed below. 3. High risk investor – This type of investor is keen for opportunities to generate a high return and is able to accept substantial risk and can accept quite high investment loss . The services recommended to these investors are listed below. Types of risks and services covered under them:- Moderate Risk High Risk Cash Basic Index Future Cash Premium Index Option Basic Future Premium Future HNI Index Option HNI Future Basic Option HNI Cash HNI Index Option Premium Risk Segment Risk Score Accept Terms & Condition I have read & accept to the T&C's pertaining to the organization. Submit
